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        Series 63, Uniform Securities Agent State Law Examination (Series)
        Certification Description
        The Uniform Securities Agent State Law Examination was developed by NASAA in cooperation with representatives of the securities industry and industry associations. The examination, called the Series 63 exam, is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.
        Certifying Organization
        North American Securities Administrators Association
        https://www.nasaa.org/
        Certification Details
        • More than two years of education or training after high school required?    Yes
        • Oral or Written Exam Required?    Yes
        Exam Details
        Third Party Exam Center
        The Uniform Securities Agent Law Examination consists of 65 multiple-choice questions covering the topics listed in the study guide.
        More Certification Information
        Series 63, Uniform Securities Agent State Law Examination Website