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License Finder

Investment Advisor
License Description Investment advisors advise clients on financial plans using knowledge of tax and investment strategies, securities, insurance, pension plans, and real estate. Duties include assessing clients' assets, liabilities, cash flow, insurance coverage, tax status, and financial objectives. May also buy and sell financial assets for clients.
Licensing Agency
Kansas Department of Insurance
Office of the Kansas Securities Commissioner
1300 SW Arrowhead Rd
Topeka, KS 66604
(785) 296 3071
monicka.richmeier@ks.gov
Active Status Active
Certification Certification may substitute for license requirements
Continuing Education No continuing education requirement to maintain license
Criminal Record No criminal record prohibitions
Exam Third-party exam required
License Type Stand-alone license
License Updated 09/05/2024
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