Banner: License Finder

License Finder

License Finder

INVESTMENT ADVISOR REPRESENTATIVE
License Description An individual who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or who, for direct or indirect compensation and as part of a regular advisory business, issues or promulgates analysis or reports concerning securities.
Licensing Agency
Illinois Secretary of State Securities Department
Capitol Building, Room 213
Springfield, IL 62756
(217) 782 2256
Active Status Active
Criminal Record No criminal record prohibitions
License Type Stand-alone license
License Updated 09/05/2024
Back to Results