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License Finder
Series 26 - Investment Company Products/Variable Contracts Limited Principal
License Description
Covered supervisory activities and products include regulatory compliance over sales of the following. ?Mutual funds ?Closed-end funds (initial offering only) ?Variable annuities ?Variable life insurance
Licensing Agency
Financial Industry Regulatory Authority (FINRA)
http://www.finra.org/industry
Active Status
Active
Continuing Education
Continuing education required to maintain license
Criminal Record
Background check required
Education
No educational requirements
Exam
State exam required
License Type
Stand-alone license
License Updated
07/19/2019
Physical Requirements
No physical requirements
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