Occupational license information for Series 4 - Registered Options Principal Examination (OP) in US | CareerOneStop

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Series 4 - Registered Options Principal Examination (OP)
License Description	Covered supervisory activities and products include regulatory compliance over trading, market making, underwriting and advertising of: ?Equity options ?Foreign currency options ?Interest rate options ?Index options ?Options on government and mortgage-backed securities
Licensing Agency	Financial Industry Regulatory Authority (FINRA) http://www.finra.org/industry
Active Status	Active
Continuing Education	Continuing education required to maintain license
Criminal Record	Background check required
Education	No educational requirements
Exam	State exam required
License Type	Stand-alone license
License Updated	07/19/2019
Physical Requirements	No physical requirements

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Occupational license information is from the Analyst Resource Center (ARC).

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