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License Finder

License Finder

Licensed Securities Broker/Dealer
License Description To become licensed in the State of Alabama, the applicant must have a $10,000 net worth or a surety bond of $50,000, an audited or attested balance sheet prepared with GAAP standards within the last 90 days; Applicants must successfully pass the required qualification examination.
Licensing Agency
Alabama Securities Commission
P.O. Box 304700
Montgomery, AL 36104
(334) 242 2984
asc@asc.alabama.gov
Active Status Active
License Type Register with licensing agency
License Updated 10/31/2020
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