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License Finder
Investment Adviser
License Description
Reference: ARS 44-3153
Licensing Agency
Corporation Commission
1200 W Washington St
Phoenix, AZ 85007
(602) 542 3026
https://www.azcc.gov/
Active Status
Active
Active Military/Veterans
Licenses from other states may be recognized for military and spouses
Certification
Certification may substitute for license requirements
Continuing Education
No continuing education requirement to maintain license
Criminal Record
No criminal record prohibitions
Education
Degree required
Exam
Both state and third-party exams required
License Type
Register with licensing agency
License Updated
05/16/2023
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Occupational license information is from the
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