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License Finder
Securities Dealer
License Description
Reference: ARS 44-1941
Licensing Agency
Corporation Commission
1200 W Washington St
Phoenix, AZ 85007
(602) 542 3026
https://www.azcc.gov/
Active Status
Active
Active Military/Veterans
Licenses from other states may be recognized for military and spouses
Continuing Education
No continuing education requirement to maintain license
Criminal Record
No criminal record prohibitions
Exam
No exam required
License Type
Register with licensing agency
License Updated
05/16/2023
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Occupational license information is from the
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