Occupational license information for Investment Advisory Representative in US | CareerOneStop

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Investment Advisory Representative
License Description	DESCRIPTION: IARs are those individuals who are associated with Investment Advisers who formulate or deliver advice to clients and have a place of business in Colorado. LICENSE REQUIREMENTS: The employing Investment Adviser must register each Investm
Licensing Agency	Department of Regulatory Agencies Division of Securities 1560 Broadway, Ste 900 Denver, CO 80202 (303) 894 2320 dora_SecuritiesWebsite@state.co.us https://securities.colorado.gov/
Active Status	Active
Continuing Education	Continuing education required to maintain license
Criminal Record	No criminal record prohibitions
Education	Specific course required
Exam	Third-party exam required
License Type	Stand-alone license
License Updated	06/15/2023
Physical Requirements	No physical requirements

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Occupational license information is from the Analyst Resource Center (ARC).

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