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License Finder

Securities Sales Rep
License Description DESCRIPTION: "Sales representative" means an individual, other than a broker-dealer, either authorized to act and acting for a broker-dealer in effecting or attempting to effect purchases or sales of securities or authorized to act and acting for an issue
Licensing Agency
Department of Regulatory Agencies
Division of Securities
1560 Broadway, Ste 900
Denver, CO 80202
(303) 894 2320
dora_SecuritiesWebsite@state.co.us
Active Status Active
Continuing Education Continuing education required to maintain license
Criminal Record No criminal record prohibitions
Education Specific course required
Exam Third-party exam required
License Type Stand-alone license
License Updated 06/15/2023
Physical Requirements No physical requirements
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