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License Finder

Broker/Dealer Agent (BDA)
License Description (Statute 517.12) Registration of dealers, associated persons, intermediaries, and investment advisers.
Licensing Agency
FL Department of Financial Services
200 E. Gaines Street
Tallahassee, Fl 32399-0300
(850) 413 3137
Active Status Active
Continuing Education Continuing education required to maintain license
Criminal Record Felony convictions prohibited
Education Specific course required
Exam State exam required
License Type Stand-alone license
License Updated 02/25/2020
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