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License Finder
BROKER DEALER
License Description
A financial entity that is engaged with trading securities on behalf of clients, but which may also trade for itself.
Licensing Agency
Illinois Secretary of State Securities Department
Capitol Building, Room 213
Springfield, IL 62756
(217) 782 2256
http://www.cyberdriveillinois.com/
Active Status
Active
Continuing Education
Continuing education required to maintain license
Criminal Record
Felony convictions prohibited
Education
Specific course required
Exam
State exam required
License Type
Register with licensing agency
License Updated
08/09/2023
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