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Investment Advisor
License Description Investment advisors advise clients on financial plans using knowledge of tax and investment strategies, securities, insurance, pension plans, and real estate. Duties include assessing clients' assets, liabilities, cash flow, insurance coverage, tax status
Licensing Agency
Kansas Insurance Department
Office of the Kansas Securities Commissioner
1300 SW Arrowhead Rd
Topeka, KS 66604-0000
(785) 296 3071
Active Status Active
Criminal Record No criminal record prohibitions
Exam Third-party exam required
License Type Stand-alone license
License Updated 07/08/2022
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