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License Finder
Investment Advisor
License Description
Investment advisors work as professionals within the financial industry by providing guidance to clients in exchange for specific fees.
Licensing Agency
Maine Department of Professional & Financial Regulation
Office of Professional and Occupational Regulation
Gardiner Annex/ 76 Northern Ave, 35 State House Station
Augusta, ME 04333-0035
(207) 624 8603
https://www.maine.gov/pfr/professionallicensing/index.shtml
Active Status
Active
Continuing Education
No continuing education requirement to maintain license
Criminal Record
No criminal record prohibitions
Education
No educational requirements
Exam
State exam required
License Type
Tied to business
License Updated
06/17/2022
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