Occupational license information for Investment Advisers Representative in US | CareerOneStop

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Investment Advisers Representative
License Description	Licensed securities broker-dealers, financial advisers and other investment professionals.
Licensing Agency	New Mexico Regulation & Licensing Department New Mexico Securities Division 2550 Cerrillos Road, Third Floor, P.O. Box 25101 Santa Fe, NM 87505 (505) 476 4500 Benjamin.Schrope@rld.nm.gov https://www.rld.nm.gov/securities-division/
Active Status	Active
Certification	Certification required
Continuing Education	Continuing education required to maintain license
Criminal Record	No criminal record prohibitions
Education	No educational requirements
Exam	No exam required
License Type	Tied to business
License Updated	08/15/2023
Physical Requirements	Some physical requirements

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Occupational license information is from the Analyst Resource Center (ARC).

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