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License Finder

Life Settlement Broker
License Description A Life Settlement Broker is authorized to solicit, negotiate, procure, effectuate, monitor or track an agreement under which compensation is provided to an owner of a life insurance policy in return for the assignment, transfer, sale release or bequest of any portion of the death benefit, ownership of the policy or beneficial interest in the policy.
Licensing Agency
NYS Department of Financial Services
Applications and Licensing
One Commerce Plaza
Albany, NY 12257
(518) 408 3086
Active Status Active
Continuing Education Continuing education required to maintain license
Criminal Record No criminal record prohibitions
License Type Register with licensing agency
License Updated 04/20/2023
Physical Requirements No physical requirements
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