Occupational license information for Securities Salesman Registration in US | CareerOneStop

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Securities Salesman Registration
License Description	An individual who represents a dealer in effecting or attempting to effect purchases or sales of securities.
Licensing Agency	NC Department of the Secretary of State Securities Division 2 South Salisbury St Raleigh, NC 27601-2903 (919) 814 5500 secdiv@sosnc.gov https://www.sosnc.gov/divisions/securities/for_securities_professionals
Active Status	Active
Continuing Education	No continuing education requirement to maintain license
Criminal Record	Specific type of conviction prohibited
Education	No educational requirements
Exam	State exam required
License Type	Register with licensing agency
License Updated	04/19/2023
Physical Requirements	No physical requirements

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Occupational license information is from the Analyst Resource Center (ARC).

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