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License Finder

License Finder

Broker Dealer
License Description For more information about the licensing process, including application and renewal fees, please check with the licensing authority.
Licensing Agency
ND Securities Department
600 E Boulevard Ave 5th Fl
Bismarck, ND 58505-0510
(701) 328 2910
Active Status Active
Continuing Education No continuing education requirement to maintain license
Criminal Record Background check required
Education No educational requirements
Exam Third-party exam required
License Type Register with licensing agency
License Updated 05/15/2023
Physical Requirements No physical requirements
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