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Issuer Agent
License Description JOB DESCRIPTION: An issuer agent works for or represents an issuer of securities. The issuer agent negotiates the purchase or sale of the securities, bonds, or other specialized financial products of the issuer.
Licensing Agency
Oklahoma Department of Securities
204 North Robinson Avenue, Suite 400
Oklahoma City, OK 73102-7001
(405) 280 7700
zfmorton@securities.ok.gov
Active Status Active
Continuing Education Continuing education required to maintain license
Criminal Record Felony convictions prohibited
Education No educational requirements
Exam State exam required
License Type Stand-alone license
License Updated 06/25/2020
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