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License Finder

License Finder

Securities Brokers/Dealers
License Description Securities Brokers/Dealers buy and sell stocks and bonds for individuals or organizations applying knowledge of securities, market conditions, government regulations, and financial circumstances of customers.
Licensing Agency
Division of Financial Regulations - Securities Licenses
PO Box 14480
Salem, OR 97309-0405
(503) 947 7980
DFR.InsuranceHelp@oregon.gov
Active Status Active
Criminal Record No criminal record prohibitions
License Type Register with licensing agency
License Updated 08/09/2023
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