Banner: License Finder

License Finder

License Finder

Investment Adviser
License Description A person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities.
Licensing Agency
South Dakota Division of Securities
124 S Euclid Ave, 2nd Floor
Pierre, SD 57501-3185
(605) 773 3563
sdinsurance@state.sd.us
Active Status Active
Criminal Record No criminal record prohibitions
License Type Register with licensing agency
License Updated 08/10/2023
Back to Results