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License Finder

License Finder

SECURITIES – AGENTS
License Description Securities agent is defined as an individual other than a broker-dealer who represents a broker-dealer or issuer in effecting or attempting to effect purchases or sales of securities.
Licensing Agency
Utah Department of Commerece
Utah Division of Securities
160 East 300 South 2nd Floor, PO Box 146760
Salt Lake City, UT 84114-6760
(801) 530 6600
securities@utah.gov
Active Status Active
Active Military/Veterans Military and spouses are exempt from licensure requirements
License Type Register with licensing agency
License Updated 08/09/2023
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