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Security Salesperson (Registered Representative)
License Description Individuals must work for registered broker-dealer in Washington State, file through FINRA Central Registration Depository, pass required qualifying examinatio and pay $40 fee. Much paperwork often completed by employer.
Licensing Agency
Department of Financial Institutions
150 Israel Rd SW
Tumwater, WA 98501
(360) 902 8700
Active Status Active
Continuing Education Continuing education required to maintain license
Criminal Record Felony convictions prohibited
Education Specific course required
Exam Third-party exam required
License Type Stand-alone license
License Updated 07/13/2022
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