License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


50 licenses found for Personal Financial Advisors in United States.
License Name Licensing Agency State
Investment Adviser Nebraska Dept. of Banking & Finance Nebraska
Securities Investment Advisor Department of Revenue and Taxation
Insurance, Securities, Banking and Real Estate Branch		 Guam
Investment Adviser Agent NH Department of State New Hampshire
Securities-Investment Adviser Representative Department of Financial Institutions Kentucky
Investment Adviser NC Department of the Secretary of State
Securities Division		 North Carolina
Investment Adviser Representative NC Department of the Secretary of State
Securities Division		 North Carolina
Investment Adviser Representative Division of Financial Regulations - Securities Licenses Oregon
Financial Planner Department of Financial Institutions Washington
Investment Advisers and their Representatives Minnesota Department of Commerce
Licensing Unit		 Minnesota
Securities Sales Agents and Investment Advisor Representatives Idaho Department of Finance Idaho
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