License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


48 licenses found for Securities, Commodities, and Financial Services Sales Agents in United States.
License Name Licensing Agency State
Series 23 - General Securities Principal—Sales Supervisor Module Financial Industry Regulatory Authority (FINRA) Federal Agencies
Securities Agent Department of Financial Institutions Kentucky
Series 28 - Introducing Broker/Dealer Financial and Operations Principal Financial Industry Regulatory Authority (FINRA) Federal Agencies
Securities Broker-Dealer Kansas Department of Insurance
Office of the Kansas Securities Commissioner		 Kansas
Securities Broker-Dealer and Representative Secretary of State
Securities Division		 Nevada
Securities Salespeople State Auditor's Office Montana
Securities Salesman Registration NC Department of the Secretary of State
Securities Division		 North Carolina
Securities Broker Department of Regulatory Agencies
Division of Securities		 Colorado
Securities Dealer/Broker Registration NC Department of the Secretary of State
Securities Division		 North Carolina
SECURITIES SALESPERSON Illinois Secretary of State Securities Department Illinois
This is legend info!
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