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License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


48 licenses found for Securities, Commodities, and Financial Services Sales Agents in United States.
License Name Licensing Agency State
SECURITIES – AGENTS Utah Department of Commerece
Utah Division of Securities		 Utah
Broker-Dealer Agent Vermont Department of Finanical Regulation
Securities Division		 Vermont
Securities Salesman Registration NC Department of the Secretary of State
Securities Division		 North Carolina
Series 9/10 - General Securities Sales Supervisor Financial Industry Regulatory Authority (FINRA) Federal Agencies
Series 53 - Municipal Securities Principal Financial Industry Regulatory Authority (FINRA) Federal Agencies
Series 4 - Registered Options Principal Examination (OP) Financial Industry Regulatory Authority (FINRA) Federal Agencies
Securities Brokers/Dealers Division of Financial Regulations - Securities Licenses Oregon
SECURITIES SALESPERSON Illinois Secretary of State Securities Department Illinois
Securities Sales Ohio Department of Commerce
Division of Securities		 Ohio
AGENT FOR SECURITIES ISSUER WI Dept of Financial Institutions
Division of Securities		 Wisconsin
This is legend info!
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