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License Finder

License Finder

Find information about licenses required for different occupations by searching below.

License requirements vary by state. You can search in any state for an occupation or job title, a license name, or a state agency that oversees licensing.


We found 47 licenses for Securities, Commodities, and Financial Services Sales Agents in United States.
License Name Licensing Agency State
Securities Dealer/Broker Registration NC Department of the Secretary of State
Securities Division
North Carolina
Securities Broker Department of Regulatory Agencies
Division of Securities
Colorado
Series 24 - General Securities Principal Financial Industry Regulatory Authority (FINRA) Federal Agencies
Series 4 - Registered Options Principal Examination (OP) Financial Industry Regulatory Authority (FINRA) Federal Agencies
Broker-Dealer Agent Vermont Department of Finanical Regulation
Securities Division
Vermont
Securities Broker-Dealer Arkansas Department of Commerce Arkansas
SECURITIES AGENT Department of Commerce and Insurance
Securities Division
Tennessee
Securities Brokers/Dealers Division of Financial Regulations - Securities Licenses Oregon
Stock Brokers/Dealer Georgia Office of Secretary of State - Securities Division
Georgia Office of Secretary of State - Securities Division
Georgia
Securities Agent Department of Financial Institutions Kentucky
This is legend info!
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